hrough a consultation paper it issued last year, SEBI acknowledged that India needs more RIAs (it was reported in august 2024 that there’s only 927 as per SEBI’s website).
This highlights the growing demand for qualified and registered investment advisors who can provide professional, ethical, and unbiased financial advice.
If you want to enter this field, it’s essential to understand how to become SEBI Registered Investment Advisor and comply with the regulatory requirements set by SEBI.
A SEBI Registered Investment Advisor (RIA) is a financial professional authorized to offer investment advice, financial planning, and portfolio management in a fiduciary capacity.
Unlike mutual fund distributors or insurance agents, SEBI RIAs do not earn commissions from financial products but charge a fee for their advice.
In this guide, we will explain how to become SEBI Registered Investment Advisor, covering the eligibility criteria, registration process, documentation, compliance requirements, and the benefits of SEBI RIA registration.
